Stephen A. Schwartz
Stephen A. Schwartz, CFP® helps high net worth clients achieve their goals and objectives related to accumulation, protection, and distribution of wealth by applying a special blend of knowledge and skill. He began his career in finance 15 years ago and has met with over three thousand clients since then. Stephen is a Wealth
Management Advisor affiliated with Pioneer Financial based in New York City.
Stephen earned his Bachelor of Science in Economics while attending Quinnipiac University. His commitment to higher learning has allowed him to not only differentiate himself from his peers but significantly advance his competency, knowledge, and skill set. He holds the CERTIFIED FINANCIAL PLANNERTM professional certification and is a licensed Investment Adviser Representative, maintaining securities Series 6, 7, 63, 66 registrations and Life/Health Insurance licensing.
Stephen has achieved various professional accomplishments over the years, including qualifying for membership with the prestigious Million Dollar Round Table (MDRT), The Premier Association of Financial Professionals®. In 2003, he also received the National Quality Award from The National Association of Insurance and Financial Advisors (NAIFA). In 2013, he was honored with Northwestern Mutual’s Forum Membership and Top Office Leader honors within his network office. Early in his career, he was acknowledged as among the leading new Financial Representatives within the Northwestern Mutual field force for his first four years and later received Most Valuable Producer (MVP) honors. He is a consistent Forum qualifier, which is an accolade achieved by the most elite financial representatives within the Northwestern Mutual distribution system. His recent accomplishments have been displayed online by Reuters, The Wall Street Journal’s Market Watch, The Street, Yahoo Finance, and Worth.
Stephen was asked to be a featured speaker at The National Student Initiative Summit Next Generation Finance, a financial literacy event open to students and professionals. He is also constantly sought after to speak at company forums, sharing his experience on building and sustaining a comprehensive financial planning practice. Additionally, Stephen and his colleagues teamed up in 2013 with the Northwestern Mutual Foundation, dedicating his time and donating money to Alex’s Lemonade Stand Foundation, a leading national nonprofit organization focused on fighting childhood cancer and helping families.
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